Outside business activities put former approved person’s interests ahead of clients’ interests.

Regulator enters settlement agreement fining representative who resigned in 2022.

New survey examines fraud detection and prevention in the insurance industry globally.

Équité Association compiled data provided by law enforcement agencies.

Claims to have assisted under duress when employer defrauded lenders to buy firm.

Referral arrangement also prohibited.

Vulnerable client loses $138,509 over more than three years.