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Former agent fined $110,000 for theft and fraud

She admitted to requesting payments from clients before depositing those payments into her personal bank account and for…

LIFE INSURANCE , P&C | October 21 2021 04:00PM
Malouin Assurance buys Morin brothers' firm

John Morin, considered pivotal to brokerage firm development in Canada, has turned a page.

P&C | October 20 2021 10:00AM
Advisor suspended and levied a hefty fine

He received a four-year suspension.

INVESTMENT | October 15 2021 04:01PM
Lack of knowledge and insufficient legal advice leads to $1.6-million settlement

OSC points out importance of registration, legal advice and compliance.

INVESTMENT | October 15 2021 10:42AM
Saskatchewan agency fined for errors and omissions lapse

The agency’s E&O coverage lapsed for 16 days in 2020.

LIFE INSURANCE | October 15 2021 08:13AM
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Montreal firm acquired by Hub International

The firm has a large clientele in the manufacturing, construction and real estate sectors.

SOCIETY | October 13 2021 04:51PM
Securities commission adds monetary penalty to MFDA decision

In an unusual turn of events, the Ontario Securities Commission has weighed in on a Mutual Fund Dealers Association of C…

INVESTMENT | October 13 2021 01:50PM