Nominee supervising agency’s CEO, a level 1 salesperson, sanctioned for supervisory failures.

Licensee accused of using position to recruit clients from the recovery community.

Alberta agent barred from working in British Columbia’s insurance industry for five years.

Transgressions led to clients losing more than $151,101.

License revoked after agent takes out life insurance on his clients to meet sales targets.

Regulator refuses to renew license until agent complies with information request.

Representative charged $9,000 in personal costs, misleading firm with folded receipts.