License revoked for non-disclosure of disciplinary action on nine licensing applications.

Tribunal dismisses request for hearing, without further notice.

Infractions discovered and agent fired when he stopped making “dividend” payments.

Knowingly making a misstatement when audited increases penalty in British Columbia case.

Bank successfully challenges incompetency ruling.

Licensee not required to pay penalty unless she re-registers.

Clients complain after former licensee presents bill of $938,000 for services rendered.