Assessed costs in the amount of $30,000 after repeatedly delaying investigation and hearing.

Investigation uncovers 67 transactions completed since 2012 by unlicensed agents.

Outside business activities put former approved person’s interests ahead of clients’ interests.

Representative investigated after leaving annual licensing declaration blank.

Advisor fined $80,000 by regulator.

Latest sanction the result of misleading regulators about firm’s ownership and control.

Insurance council’s annual declaration audit correspondence ignored.