Ignoring repeated requests for an interview also results in $50,000 for former branch manager.

Dealing representative terminated after forms discovered during daily trade reviews.

Changed client contact information to avoid negative feedback.

Three additional settlement agreements accepted suspending branch managers and issuing fines.

Regulator settles three separate cases where performance-linked surveys were misdirected.

Companies are ranked by net income.

Life insurance companies boosted their net income in 2022 compared with the previous year.