Martin Guest also currently serving a two-year term with the Financial Services Tribunal.

Responding to the Canadian Securities Administrators’ request for comment, association calls for consultation, reasonabl…

It important for firms to keep an eye on employees who have “at risk” behaviours that can cost millions of dollars and h…

Client-focused reforms may have come out at the end of 2021, but the industry still has much more to do to ensure the pr…

Investment industry groups have offered differing opinions about how the Canadian Securities Administrators should go ab…

Nominations are open for 2021 leadership and hall of fame nominations with various organizations across the industry.

The Investment Industry Association of Canada reports on investment industry’s performance.