En raison de la grève de Postes Canada, il y aura un délai dans la livraison des livres.

Safe harbour policy needed for advisors dealing with vulnerable clients

Association’s submission warns that client autonomy and property rights are at risk of being weakened.

INVESTMENT | November 14 2024 09:20AM
Individual advice rules are hampering household planning

Association seeks approach that considers households with multiple financial goals.

INVESTMENT | October 02 2024 03:25PM
Too many regulators in the same space

Association calls out Ontario regulator’s title protection framework.

SOCIETY | February 06 2024 10:52AM
Title protection called a bureaucracy created to justify too many regulators

Association cautions Manitoba against following other provinces in developing legislation.

INVESTMENT | October 03 2023 10:48AM
Self-regulatory organization hosts webinar outlining operations expectations

Examiners discuss how firms should best prepare to ensure exams come to a successful conclusion.

INVESTMENT | September 20 2023 03:11PM
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Investment association submits comments on money laundering legislation

Suggestions include a national registry of beneficial ownership and a monetary threshold to the suspicious transaction r…

INVESTMENT | August 23 2023 09:30AM
Association says advisory title fees in Ontario need rethinking

Strongly encourages regulator to provide an exemption to self-regulatory organization members.

SOCIETY | June 29 2023 10:49AM