Former agent sent both agent and client information to agencies in an effort to gain employment.

Licensee accumulates more than $171,888 in debt with two insurers over terminated policies.

Mutual fund regulator’s case is ongoing.

Previous agency complains to regulators after it begins receiving transfer letters of brokerage.

Discusses the insurability of a property his client was purchasing, causing the sale to fall through.

Agent also fined, assessed costs, ordered to undergo remedial education and must submit to two years of supervision.

Processing her own car insurance renewals and misrepresenting the car’s principal operator, leads council to order one y…