Laid off nominee sanctioned for transferring business to new agency

Previous agency complains to regulators after it begins receiving transfer letters of brokerage.

P&C | January 09 2023 04:28PM
Agent fined for disclosing confidential client information to a third party

Discusses the insurability of a property his client was purchasing, causing the sale to fall through.

P&C | September 19 2022 10:45AM
Agent suspended one year for fraudulent disability claims on own policy

Agent also fined, assessed costs, ordered to undergo remedial education and must submit to two years of supervision.

P&C | September 16 2022 03:35PM
General agent suspended for misrepresentation

Processing her own car insurance renewals and misrepresenting the car’s principal operator, leads council to order one y…

P&C | August 09 2022 10:33AM
Agents’ licenses suspended for ignoring audit

They failed to declare on their 2021 annual filing that their continuing education requirements were fulfilled and faile…

LIFE INSURANCE | June 03 2022 04:59PM
Forgery, rebating, E&O lapse and other infractions lead to $10K fine

The decision comes after an insurance council dismissed several other allegations levied against the former agent by cli…

LIFE INSURANCE | April 05 2022 10:28AM
Repeated theft leads to two-year suspension for former agent

The former licensee has a history of disciplinary action.

P&C | March 25 2022 09:00AM