Fine and supervision ordered for agent who ignored continuing education requirements

Ordered to complete three years of course work before 2025 license renewal.

LIFE INSURANCE | December 06 2023 10:42AM
Relatively new agent avoids client, receives $1,500 fine

Allowed uninsured client to believe they had commercial insurance in place.

P&C | December 01 2023 10:28AM
Insurance council orders close supervision after agent reported by company

Agent submitted 50 unique applications listing herself as payor.

LIFE INSURANCE | November 23 2023 03:28PM
Former agent banned by two separate regulators for borrowing money

Gives former dealing representative until May 2025 to pay sanctions.

INVESTMENT | November 06 2023 04:36PM
Client complaint about forged signature leads to trouble with regulator

Agent conducting five credit checks on a client without their knowledge sanctioned by insurance council.

INVESTMENT | September 21 2023 04:02PM
Credit card fraud leads to three-year license suspension

Fine and remedial course work also ordered in case where agent stopped cooperating with regulator.

INVESTMENT | September 21 2023 10:42AM
Lapse in errors and omissions insurance renewals lands former licensee $2,000 fine

Agent has since left the insurance industry.

LIFE INSURANCE | August 30 2023 03:59PM