Laid off nominee sanctioned for transferring business to new agency
Previous agency complains to regulators after it begins receiving transfer letters of brokerage.
Agent fined for disclosing confidential client information to a third party
Discusses the insurability of a property his client was purchasing, causing the sale to fall through.
Regulator imposes costs over $26K after licensee disputes intended decision
Failure to supervise dually licensed agents leads to sanctions for agency nominees.
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