Company tag
FUNDEX INVESTMENTS
22 Articles
Rep suspended after 134 altered forms discovered
September 6, 2022
Regulator imposes sanctions for pre-signed and altered forms
December 20, 2021
Regulator fines agents for pre-signed and altered forms
October 25, 2021
Regulator imposes $30k fine for pre-signed forms
September 15, 2021
Advisor suspended and fined for altering forms
August 24, 2021
iA merges FundEX and Investia under one brand
July 6, 2021
Advisor fined after altering client forms
February 10, 2021
MFDA fines, permanently bans former advisor
August 26, 2020