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Saskatchewan urged to drop proposed competency rules for advisors

Submission suggests that a non-harmonized approach to title regulation should be reconsidered.

INVESTMENT | September 21 2022 10:23AM
Two regulators adopt self-certified investor prospectus exemption

The exemption aims to provide greater access to capital for businesses and broaden investment opportunities for investor…

INVESTMENT | April 01 2021 12:10PM
Industry groups welcome passage of title protection legislation

FP Canada and Advocis have welcomed the Government of Saskatchewan’s passage of legislation which restricts the use of t…

SOCIETY | July 06 2020 04:00PM
Saskatchewan introduces legislation to regulate advisor titles

Saskatchewan’s government introduced legislation this week, which puts restrictions on the use of financial planner and …

INVESTMENT | December 04 2019 10:32AM
IIROC gets stronger enforcement tools in Saskatchewan

The Government of Saskatchewan has passed legislation that gives the Investment Industry Regulatory Organization of Cana…

INVESTMENT | May 22 2019 09:30AM
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IIROC and the Life Insurance Council of Saskatchewan to share disciplinary information

IIROC and the Life Insurance Council of Saskatchewan have come to an agreement to prevent rule breakers from moving from…

LIFE INSURANCE , HEALTH | June 05 2017 11:30AM
Sentinel Refuses to Compensate Retired Investor

The Ombudsman for Banking Services and Investments (OBSI) has recommended that Sentinel Financial Management compensate …

LIFE INSURANCE | June 01 2015 01:05PM