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CSA proposes board members, publishes applications for recognition of new SRO

Regulators publish list of proposed board members, along with proposed bylaws, rules, fees, governance structures and it…

INVESTMENT | May 16 2022 09:04AM
Timeline announced for creation of new self-regulatory organization

The Canadian Securities Administrators has established a timeline for the creation of a new SRO, consolidating the MFDA …

INVESTMENT | November 19 2021 10:30AM
New Chair at the Chambre de la sécurité financière

Alain C. Roy succeeds Gino-Sébastian Savard as Board Chair of the Chambre de la sécurité financière.

LIFE INSURANCE | May 31 2021 03:00PM
Hefty fines and prison time for Robert Morin

On Jan. 7, 2020, Judge Gilles Garneau of the Court of Québec, district of Laval, slapped Robert Morin with total fines o…

LIFE INSURANCE | February 03 2020 02:26PM
Quebec distribution law revision: Guy Duhaime denounces pressure from the AMF and large financial institutions

A Quebec MGA leader is accusing Quebec’s Finance Minister of succumbing to pressure from the regulator and major financi…

HEALTH | June 09 2017 01:30PM
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CSF defends commissions

In a speech to the APCSF, a Quebec-based association of professional financial advisors, the Chambre de la sécurité fina…

LIFE INSURANCE | December 06 2016 09:45AM