The respondent used the same scheme with a dozen clients to divert the funds and appropriate them for himself.

Responding to the Canadian Securities Administrators’ request for comment, association calls for consultation, reasonabl…

Response to regulators says 45-day consultation period insufficient for providing comments on several important issues, …

Quebec regulator, the AMF, clarified the transition to the new framework.

Regulators publish list of proposed board members, along with proposed bylaws, rules, fees, governance structures and it…

The Canadian Securities Administrators has established a timeline for the creation of a new SRO, consolidating the MFDA …

Alain C. Roy succeeds Gino-Sébastian Savard as Board Chair of the Chambre de la sécurité financière.