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IDC Worldsource acquires AFL Financial Group

The consolidator is buying most of the assets of the Quebec City-based company, which will stop operating as an MGA.

LIFE INSURANCE | October 13 2021 09:30AM
Regulator publishes reasons for banning advisor for two years

He was also fined $17,500 and costs totalling $2,500.

INVESTMENT | October 12 2021 03:20PM
The need for financial advice is more crucial than ever

Industry leaders speaking at the Investment Funds Institute of Canada’s annual conference underlined the growing importa…

INVESTMENT | October 12 2021 10:57AM
Signature forgery results in one year suspension for former rep

He admitted that he signed the signature of eight clients on eight account forms and submitted them for processing.

INVESTMENT | October 12 2021 10:03AM
Regulator metes out series of sanctions for pre-signed account forms

Four of the reps being disciplined come from the same firm.

INVESTMENT | October 08 2021 03:55PM
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B.C. advisor permanently banned after setting up outside business

She was also fined $125,000.

INVESTMENT | October 08 2021 08:30AM
Former rep fined heavily and banned for two years

An IIROC hearing panel found him liable for failing to know his client, and for excessive trading that was outside the b…

INVESTMENT | October 07 2021 03:00PM