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MFDA advisor permanently banned

A former mutual fund advisor has been permanently prohibited from securities-related business and told to pay $50,000 in

INVESTMENT | January 30 2020 11:25AM
Fidelity launches new high-income ETFs and funds

To help meet investor demand for steady monthly income, Fidelity Investments Canada has launched two new high-income act

INVESTMENT | January 23 2020 10:07AM
Dynamic launches liquid alternative private pool

Dynamic Funds announced Jan. 20 that it is launching its fifth liquid alternative offering for retail investors, the Dyn

INVESTMENT | January 20 2020 02:30PM
Canadian online brokers face class action lawsuit over commissions

Toronto law firm, Koskie Minsky LLP announced late last week that it has commenced a class proceeding concerning the pay

INVESTMENT | January 20 2020 12:30PM
Conflict of interest leads to one-year ban, plus fines for fund rep

A Mutual Fund Dealers Association of Canada (MFDA) hearing panel announced it has approved a settlement agreement, with

LIFE INSURANCE | January 20 2020 11:30AM
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MFDA fines former rep $100K

A hearing panel of the Mutual Fund Dealers Association of Canada (MFDA) has permanently banned former CIBC Securities In

INVESTMENT | January 17 2020 01:05PM
MFDA sanctions Vancouver advisor

A Mutual Fund Dealers Association of Canada (MFDA) Hearing Panel approved a settlement agreement on Jan. 6 with Kindle B

INVESTMENT | January 08 2020 02:14PM