Exchange-traded funds eke out gains but sales still notably lower year-over-year.

IFIC has released its mutual fund and ETF net sales and net assets figures for April 2022.

Two reps have agreed to pay a fine each of $10,000, disgorge $65,571.44 and pay costs totalling $5,000 after entering in…

Regulators publish list of proposed board members, along with proposed bylaws, rules, fees, governance structures and it…

The Canadian Securities Administrators has published a staff notice summarizing the CSA’s oversight of the country’s SRO…

Balanced and equity long-term funds were the biggest sellers.

Mutual fund and ETF assets decline month-over-month in January.