FSRA will also review the conduct culture and compliance structure at large mortgage brokerages.
Tribunal concluded that offenses showed a lack of competence; decision not disclosed on licensing application.
Recommendations will inform auto insurance rate reform and underwriting regulation in Ontario.
Across the country, regulators continue to sanction agents for failing to respond to audits and other continuing educati
Regulator describes processes it will use for assessing the risk profiles of provincially incorporated insurance compani
Agent terminated in 2016 found to be unsuitable and responsible for documentation irregularities.
Regulator issues compliance order, reduces planned $100,000 penalty after company disputes allegations.