The Mutual Fund Dealers Association of Canada is making inroads into lowering the number of altered forms cases taking p…

Lawyers representing dealers and advisors say they are not in favour of giving the Ombudsman for Banking Services and In…

Digital advice is not a passing fancy that will go away in a few years’ time but the good news for traditional financial…

Regulators routinely “threaten” and “muscle” mutual fund dealers into accepting client settlements, said lawyers on a pa…