Repeat offender slapped with $5,000 fine

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By The IJ Staff | Oct. 20, 2020, 1:16 p.m.

An insurance agent is being fined by the Alberta Insurance Council again, after he allegedly made changes to a client’s insurance policy without the client’s knowledge or consent.

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ALBERTA INSURANCE COUNCIL (AIC)

Regulator sanctions agents who failed to respond to demand for information

Agent in the industry one year fined $1,000 for not cooperating with regulator

Regulator levies additional sanctions in case where advisors falsified information

Alberta Insurance Council orders $145,000 civil penalty

Disciplinary Decisions

Agent who defrauded retired couple banned from securities registration

Agency fined $20,000 for repeatedly allowing unlicensed activity

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Missing continuing education, lapsed liability insurance nets $4,000 fine