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Agency, former nominee fined for failing to disclose MFDA sanctions

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By The IJ Staff | May 29, 2020, 11:42 a.m.
Flash | INSURANCE COUNCIL OF BRITISH COLUMBIA (ICoBC) | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | Disciplinary Decisions 
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A regulator has issued an order, fining a firm and a former nominee, for failing to disclose the firm’s history of sanctions and for not informing the council about a change in the firm’s ownership.

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Flash
INSURANCE COUNCIL OF BRITISH COLUMBIA (ICoBC)
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
Disciplinary Decisions