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Would-be representative sanctioned for disclosing client information to defunct firm

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By Kate McCaffery | June 6, 2023, 10:48 a.m.
Flash | WEALTHSIMPLE | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | IFSE INSTITUTE | ASSANTE | Disciplinary Decisions 
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Gave Wealthsimple Advisor Services access to extensive client information in a bid to switch firms.

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Flash
WEALTHSIMPLE
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
IFSE INSTITUTE
ASSANTE
Disciplinary Decisions