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Rep sanctioned after more than 3,000 pre-signed forms recovered

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By The IJ Staff | Dec. 22, 2022, 10:38 a.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | SCOTIA BANK | Disciplinary Decisions 
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Representative personally signed 503 forms seized in internal investigation.

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Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
SCOTIA BANK
Disciplinary Decisions