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New self regulatory organization: Firms can retain their business models

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By Susan Yellin | Oct. 4, 2022, 10:58 a.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | THE INVESTMENT FUNDS INSTITUTE OF CANADA (IFIC) | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | Regulation 
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The head of the new SRO that merges the IIROC and the MFDA, says it will not force any firm to change its basic foundations.

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Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
THE INVESTMENT FUNDS INSTITUTE OF CANADA (IFIC)
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
Regulation