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Misappropriation results in permanent ban, $315,000 fine and costs

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By Kate McCaffery | Dec. 16, 2022, 10:40 a.m.
Flash | INVESTORS GROUP | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | Disciplinary Decisions 
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Mutual fund representative also ignored regulator’s investigation into his conduct.

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Disciplinary Decisions