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MFDA fines fund rep for conducting outside business activities

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By The IJ Staff | Sept. 28, 2020, 12:37 p.m.
Flash | STERLING MUTUALS | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | Disciplinary Decisions 
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The MFDA has fined and suspended a former dealing representative after he began selling syndicated mortgage investments without disclosing his outside business activity to his firm.

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Flash
STERLING MUTUALS
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
Disciplinary Decisions