Industry veteran fired, fined $175K and banned from the industry

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By The IJ Staff | June 15, 2020, 3:30 p.m.

Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | Disciplinary Decisions

The Investment Industry Regulatory Organization of Canada has accepted a settlement agreement, with sanctions, between IIROC staff and a 42-year industry veteran.

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