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Copying client signatures nets representative one-year ban and monetary sanctions

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By Kate McCaffery | June 7, 2023, 3:49 p.m.
Flash | CREDENTIAL | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | Disciplinary Decisions 
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Conduct discovered after firms amalgamate in 2021.

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Flash
CREDENTIAL
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
Disciplinary Decisions