MENU

Chief compliance officer fined for failing to carry out responsibilities

By The IJ Staff | August 27 2020 01:02PM
The Mutual Fund Dealers Association of Canada (MFDA) has fined chief compliance officer, Kenneth Parker, $20,000 plus costs for failing to carry out his responsibilities.

This article is reserved to PRO Level subscribers

PRO Level’s multiple privileges

For only $9.95/month

Advertisement
Related topics …