FREE Membership Sign in

MENU

JavaScript is disabled in your browser.

In order visualise this page, please follow these steps.

Unresponsive agent fined for ignoring audit

By Kate McCaffery | Dec. 2, 2022, 10:43 a.m.

Flash | ALBERTA INSURANCE COUNCIL (AIC) | Disciplinary Decisions

Has to date not responded to demand for information or to subsequent report.

This article is reserved to PRO Level subscribers

Discover the PRO Level

Advertisement

The most popular in P&C

Agent sanctioned for failing to report errors and omissions insurance lapse

Ontario registered broker fined and suspended

Ontario regulator strikes auto reform advisory committee

Headlines

New regulator considers returning disgorged funds to harmed investors

AXA XL promotes new chief financial officer

Investment industry association makes submission to banking and investment ombudsman

Advertisement

Related topics …

Flash

New regulator considers returning disgorged funds to harmed investors

Investment industry association makes submission to banking and investment ombudsman

Sun Life sells sponsored markets business, buys stake in U.S. distribution

Association’s new president outlines priorities for 2023

ALBERTA INSURANCE COUNCIL (AIC)

Regulator waives penalty for cancelling business insurance while licensed

Agent fined $1,000 for not disclosing outside activities

Agent sanctioned for false continuing education declaration

Former agent fined for failing to respond to audit while still licensed

Disciplinary Decisions

Investment dealer fined by British Columbia regulator

Regulator levies $10,000 fine for signature falsification

British Columbia regulator levies $200,000 fine for insider trading

Agent sanctioned for failing to report errors and omissions insurance lapse