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Regulator bans former dealing representative

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By The IJ Staff | July 24, 2020, 12:58 p.m.
Flash | BRITISH COLUMBIA SECURITIES COMMISSION (BCSC) | Investment | Disciplinary Decisions 
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A regulator has reached a settlement agreement with a former dealing representative who provided false information about his previous employment in two registration applications.

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Flash
BRITISH COLUMBIA SECURITIES COMMISSION (BCSC)
Investment
Disciplinary Decisions