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Outside activities ends in $525,000 fine, permanent ban

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By Kate McCaffery | July 11, 2022, 4:17 p.m.
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | INVESTORS GROUP | Disciplinary Decisions 
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She entered into various joint venture agreements with clients and other investors for the purchase and operation of rental properties through a company she owned and operated.

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Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
INVESTORS GROUP
Disciplinary Decisions