FREE Membership Sign in

JavaScript is disabled in your browser.

In order visualise this page, please follow these steps.

OSC announces executive team appointment

Visibility360, PDF version to share

By The IJ Staff | Nov. 11, 2019, 11 a.m.

The Ontario Securities Commission (OSC) has announced the appointment of a chief administrative officer (CAO).

This article is reserved to PRO Level subscribers

Discover the PRO Level

The most popular in Investment

Firms, associations and reps weigh in on advisor compensation

Regulator fines firm $300,000 for inadequate complaint handling

Regulator imposes $776,100 fine plus costs for borrowing money from clients

Make your business shine with Visibility360!

Get a PDF version to share in your networks.

I'm interested

Headlines

New tool available to help municipalities mitigate flood risk

Pension funding rises in March

BrokerLink closes three transactions

Related topics …

Flash

BrokerLink closes three transactions

Six out of ten workers not performing to their full potential

Agency fined $20,000 for repeatedly allowing unlicensed activity

A veteran of the Client Management Software industry returns

Investments

Insurers express increased appetite for private market investments

Registered retirement savings plan contributions resume downward trend

Life insurance associations urge government to make tax changes

Seg fund deferred sales charge rules officially take effect February 14

Life Insurance

Insurers likely to benefit from adding obesity drugs to benefits coverage

Life insurance application activity picks up in March

Drug plan sponsors encouraged to set up usage guardrails for new therapies

Whole life sales drove growth in the life insurance market in 2023

ONTARIO SECURITIES COMMISSION (OSC)

Too many regulators in the same space

Canadian Investment Regulatory Organization recognized as a credentialling body

Ontario bans former Alberta representative from participating in capital markets

Tribunal sets aside regulator’s decision and reduces disgorgement order

Investment

Pension funding rises in March

iA Financial acquires Laurentian Bank’s full-service brokerage division

Pension risk transfer market volumes in 2023 match record

Defined benefit pension funding increases in the first quarter of 2024

On the Move

Regulatory organization appoints new Chair

Leadership shakeup at Humania

Leadership change for Canada Life's Canadian operations: Jeff Macoun to retire

Advocis’ president and CEO “left the organization”