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New rules proposed to govern regulator’s employee conduct

By Kate McCaffery | Jan. 14, 2022, 4:11 p.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | Investment | Regulation 
The Investment Industry Regulatory Organization of Canada has published proposed amendments to rules for reporting internal investigations and client complaints to the regulator.

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INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
Investment
Regulation