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Lack of knowledge and insufficient legal advice leads to $1.6-million settlement

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By The IJ Staff | Oct. 15, 2021, 10:42 a.m.
Flash | ONTARIO SECURITIES COMMISSION (OSC) | Disciplinary Decisions 
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OSC points out importance of registration, legal advice and compliance.

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Flash
ONTARIO SECURITIES COMMISSION (OSC)
Disciplinary Decisions