Former advisor suspended, fined $20K for pyramid scheme involvement
By The IJ Staff | July 21 2020 12:00PM
A regulator has suspended a former advisor and fined him $20,000 plus costs of $15,000 for involving clients and non-clients in a gifting club.
This article is reserved to PRO Level subscribers
PRO Level’s multiple privileges
For only $9.95/month
The most popular in Investment
Related topics …