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Former advisor fined $15K for forging client signatures

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By The IJ Staff | Dec. 5, 2019, 10:17 a.m.
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | ROYAL MUTUAL FUNDS | Disciplinary Decisions 
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A former fund sales person has been fined just $15,000 plus costs of $2,500 after it was discovered that he signed the signatures of two clients on ten account forms.

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Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
ROYAL MUTUAL FUNDS
Disciplinary Decisions