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Branch manager fined and banned for stealing client funds

By The IJ Staff | October 06 2020 02:10PM
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | TD | Disciplinary Decisions 
A regulator has permanently banned a former branch manager for misappropriating funds from two of her mutual fund clients and two more clients with the bank where she worked.

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Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
TD
Disciplinary Decisions