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Advisor permanently banned after engaging in outside business activities

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By The IJ Staff | Feb. 4, 2021, 3:48 p.m.
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | Disciplinary Decisions 
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An MFDA panel has levied a fine of $50,000 against an advisor who engaged in personal financial dealings with a client.

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MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
Disciplinary Decisions